Investment Process Support
Regulators now insist on a robust investment process that is the best interest of the client and meets the PROD rules and related COBS rules. These rules are frequently changing and we can help you navigate through. We can audit what you have and/or help develop it so it meets regulators' and clients' expectations. We can also provide full documentation for your process, which is very important for regulators.
Examples of our investment process support service
Tricio members have worked with many firms in providing investment process support for clients around the world, let us help you!
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It is simple to get help from Tricio on our bespoke writing service. You only need to fill out the form on the footer and we will get in touch promptly. Or you can send us an email at email@example.com or call us on +44 (0)20 3855 5830.